Gas exchange needs an open airway, an open blood vessel and an intact wall between them. This lecture follows what happens when each of those fails.
The four cases
A 38-year-old woman
Sudden breathlessness, rapid breathing, a fast pulse and pleuritic chest pain, ten days after fixation of a right tibial fracture. Her right calf is tender and swollen, and her oxygen saturation is 80% on room air.
Breathlessness on exertion, fatigue and swollen ankles. Right heart catheterization gives a mean pulmonary artery pressure of 32 mmHg at rest, and the echocardiogram shows right ventricular hypertrophy.
Repeated episodes of coughing blood, with fatigue and iron deficiency anemia. Imaging shows diffuse infiltrates in both lungs. Renal function, anti-GBM antibodies and ANCA titres are all negative.
A week of worsening breathlessness and mild left-sided chest discomfort in a woman treated for breast cancer. Breath sounds are reduced over the left lower zone, the percussion note is dull and fremitus is decreased. The trachea is deviated to the right.
Explain where the clot forms, and differentiate what large, medium and small emboli do.
Class case 1 · Part 1
The acute event
A 38-year-old woman comes to the emergency department because of shortness of breath and sharp right-sided chest pain that began two hours ago. The pain is worse when she breathes in. She underwent fixation of a right tibial fracture 10 days ago and has been walking with crutches since, mostly staying in bed. Her temperature is 37.3°C, pulse is 118/min, respirations are 28/min and blood pressure is 108/70 mm Hg. Oxygen saturation is 80% on room air. The right calf is tender and swollen. The lungs are clear on auscultation and a chest X-ray shows no abnormality.
Where did this clot form, and what made her likely to form one?
Only part of her circulation is blocked. Why is her saturation 80%?
Which test would confirm the diagnosis?
Most pulmonary emboli come from a deep vein thrombosis in the leg. The clot breaks free, travels through the right heart, and lodges in a pulmonary artery.
Occlusion of a pulmonary artery has two consequences:
Pressure rises in the pulmonary artery, because flow is blocked.
The lung supplied by that artery becomes ischemic and may infarct.
How far each one goes depends on the size of the embolus, which decides the size of the vessel it can block, and on the cardiopulmonary status of the patient.
Virchow’s triad
Venous stasis from the restricted mobility since her fracture was fixed. Endothelial injury from the fracture and the operation. Hypercoagulability from the inflammatory state that follows surgery. All three are present at once in the post-operative orthopedic patient, the classic setting for this event.
Pathogenesis
Pulmonary embolism
Non-ischemic area
Over-perfused to compensate
Low V/Q ratio
Intrapulmonary shunting
Heart
Right ventricular failure
Cardiac output falls
Tissues take up more oxygen
Arteriovenous oxygen difference widens
Ischemic area
No perfusion
Dead space ventilation
Surfactant production falls
Atelectasis of lung alveoli
Hypoxemia
Follow the chart
1 of 8
Return to the woman in the case at the top of this section. Her chest X-ray is normal and her saturation is 80% on room air. What is the most likely underlying pathogenesis of her hypoxemia?
Effects of large, medium and small emboli
An embolus that obstructs more than 60% of the pulmonary vasculature is called massive.
Embolus
Where it lodges
What happens
Morphology in the lung
Large
Main pulmonary artery, a major branch, or astride the bifurcation as a saddle embolus
Abrupt rise in pulmonary artery pressure, diminished cardiac output, right-sided heart failure (acute cor pulmonale), sometimes sudden death
None. Death comes too quickly for the lung to change
Medium
Medium-sized pulmonary arteries
With adequate circulation and bronchial arterial flow the lung tissue stays alive. Ischemic damage to endothelial cells can still rupture capillaries
Alveolar hemorrhage without infarction. Infarction if the cardiovascular status is already compromised
Small
Small peripheral pulmonary arteries
The bronchial supply keeps the tissue alive and the clot is broken down, so 60 to 80% cause no symptoms at all
Pulmonary vascular sclerosis, with dyspnea that worsens over time
The size of the embolus decides how large an artery it can block, and that decides the symptoms.
SmallRecurrent showersMediumLarge
Symptoms and signs
Saddle embolus · Gross
A large dark thrombus lies across the bifurcation of the opened pulmonary trunk, occluding both main branches at once. An embolus this size causes sudden death, and the lung behind it has had no time to show any change at all.
CTPA · Axial
Contrast fills the pulmonary arteries and the clot appears as a dark defect inside the bright vessel. This is why CT pulmonary angiography is the gold standard: it shows the embolus itself.
Dual circulation
Dual supply
A blocked artery would normally mean dead tissue, but the lung has a second supply. The pulmonary artery brings deoxygenated blood for gas exchange, and the bronchial artery brings oxygenated blood from the systemic circulation, so when one is blocked the other can keep the tissue alive. A small embolus therefore causes bleeding into the alveoli and the tissue itself survives. Infarction follows when that second supply is already inadequate, as it is in congestive heart failure or underlying lung disease.
Pulmonary infarct · Gross
The infarct is wedge-shaped and peripheral, with its base on the pleural surface and its apex pointing toward the occluded vessel. It is dark red because blood from the bronchial circulation continues to leak into tissue that has already died. The pleuritic chest pain comes from the inflamed pleura over the base.
Investigations
Wells criteria
The work-up starts from a high degree of clinical suspicion, because pulmonary embolism shares its symptoms with several other conditions. The Wells score turns that suspicion into a probability band, and the band decides which test comes next. A high score means CT pulmonary angiography. A low or moderate score means a D-dimer first, which can rule the diagnosis out.
Criterion
Points
Clinical signs and symptoms of deep vein thrombosis
3
Pulmonary embolism is the most likely diagnosis, or as likely as any other
3
A previous pulmonary embolism or deep vein thrombosis
1.5
Heart rate above 100/min
1.5
Immobilization for three days or more, or surgery in the past four weeks
1.5
Hemoptysis
1
Cancer treated within the past six months, or being treated palliatively
1
Reading the score
Above 6 is high probability, 2 to 6 is moderate and below 2 is low. Moderate or high suspicion is enough to start the work-up straight away.
Diagnostic tests
Test
Role
CT pulmonary angiography
Gold standard, and the first imaging choice when probability is high
Chest X-ray
Limited value here, usually done to rule out other causes of the symptoms
Doppler ultrasound of the legs and D-dimer
Work-up for the deep vein thrombosis behind the embolus. D-dimer is sensitive and not specific, so it is useful for ruling out when probability is low or moderate
Ventilation-perfusion scan
The alternative when CT pulmonary angiography is contraindicated or unavailable
Contraindications to CT pulmonary angiography
Contraindication
Reason
Severe renal impairment or acute kidney injury
Risk of contrast-induced nephropathy
Severe allergy to iodinated contrast
Risk of anaphylaxis
Pregnancy
Contrast safety, and the radiation dose to the breast
In each of these, a ventilation-perfusion scan or compression ultrasonography is used instead.
Prophylaxis and treatment
Prophylaxis is critical:
Anticoagulation
Early walking after an operation
Elastic stockings
Intermittent pneumatic compression of the calves
Isometric leg exercises, for patients confined to bed
Treatment of a massive embolism
Patients who are hemodynamically unstable, with shock or acute right heart failure, are candidates for thrombolytic therapy.
Self-check
1
Two patients each have a small embolus in a medium-sized pulmonary artery. One develops alveolar hemorrhage and recovers; the other develops a red infarct. Why?
Their cardiopulmonary reserve. The lung has a second arterial supply, so when the pulmonary artery is blocked the bronchial arteries can keep the tissue alive. Ischemic injury to the endothelium still lets capillaries leak, which gives hemorrhage into alveoli with the tissue itself surviving. In a patient whose circulation is already compromised by congestive heart failure or chronic lung disease, that second supply is already inadequate, so the tissue dies and a hemorrhagic wedge-shaped infarct forms at the periphery. The embolus is the same in both patients, and their circulations are different.
Learning objectives covered
PATH.7044PATH.7045PATH.7050
Pulmonary Hypertension
Classify the disease into its groups, and identify the vessel changes that follow.
Class case 1 · Part 2
The return visit
The same patient returns 18 months later because of shortness of breath on exertion that has worsened over the past six months. She is now breathless after one flight of stairs, tires easily and finds her ankles swollen by the end of the day. Her pulse is 96/min and blood pressure is 118/76 mm Hg. The jugular venous pressure is raised, the pulmonary component of the second heart sound is loud, and there is pitting edema to mid-shin. Echocardiography shows right ventricular hypertrophy. Right heart catheterization gives a mean pulmonary artery pressure of 32 mmHg at rest.
Which WHO group does she now belong to, and why?
What would her medium and small pulmonary arteries look like under the microscope?
Classification
Pulmonary hypertension is either idiopathic — no other disease explains it — or secondary to a condition elsewhere. The World Health Organization scheme sorts the secondary causes by where the problem starts.
Group
Cause
Example
1
Pulmonary arterial hypertension
Idiopathic, or heritable with a BMPR2 mutation
2
Left heart disease
Heart failure, valvular disease such as mitral stenosis
Chronic thromboembolic pulmonary hypertension after recurrent emboli
5
Unclear or multifactorial mechanisms
Disorders with more than one mechanism
Clues in the history
An opening snap with a mid-diastolic murmur at the apex places the patient in Group 2. Rheumatic mitral stenosis holds pressure back through the left atrium into the pulmonary veins. Long-standing airflow obstruction or fibrosis places them in Group 3, where alveolar hypoxia drives vasoconstriction. A history of repeated emboli places them in Group 4.
Idiopathic pulmonary hypertension
BMPR2 pathway
Bone morphogenetic protein receptor 2 normally inhibits the proliferation of fibroblasts and smooth muscle cells. Inactivating germline mutations in the gene are found in 75% of familial cases and 25% of sporadic cases. Without that signal the endothelium becomes dysfunctional and vascular smooth muscle proliferates, so the vessel wall thickens and the lumen narrows. Only 10 to 20% of people carrying a BMPR2 mutation develop the disease, so modifier genes and environmental triggers must contribute as well.
A 36-year-old man has progressive exertional dyspnea and palpitations. His mother died of “heart problems” in her 40s. Examination shows jugular venous distension, a loud P2 and a right-sided S4. Right heart catheterization confirms pulmonary arterial hypertension. Pulmonary function tests are normal and pulmonary angiography shows no thromboembolism. Biopsy shows medial hypertrophy and intimal fibrosis of small pulmonary arteries. Which mechanism best explains the remodeling?
Morphology
Vessel
Change
Main elastic arteries
Atheromas, a change usually limited to the large pulmonary arteries
Medium-sized muscular arteries
Intimal cell and smooth muscle cell proliferation, thickening the wall
Small arteries and arterioles
Thickening, medial hypertrophy, and reduplication of the internal and external elastic lamina
Small artery at a branch point
Plexiform lesion: multiple lumina within one small artery, where it branches from a larger vessel. A feature of advanced disease
Right ventricle
Hypertrophy, from pumping against the raised resistance
Elastic artery · Gross
An atheroma in a large pulmonary artery, a yellow plaque of the kind normally seen in the aorta and its branches. In the pulmonary circuit an atheroma appears only when the pressure has been raised for a long time, and only in the large elastic arteries.
Small pulmonary artery · H&E
Click each numbered marker before reading further
Click a marker to identify each feature.
Plexiform lesion · H&E
Click each numbered marker before reading further
Click a marker to identify each feature.
Chronic thromboembolic pulmonary hypertension
Emboli that are neither lysed nor fully organized leave fibrous webs and bands inside the arteries. Resistance rises, and the vessels that remain open carry more flow than they were built for. That shear stress drives medial hypertrophy and intimal proliferation in those vessels, and in advanced disease plexiform lesions form. Right heart catheterization then finds a raised mean pulmonary artery pressure, and the echocardiogram shows a hypertrophied right ventricle.
Self-check
2
A woman with ten years of rheumatic mitral stenosis has raised pulmonary artery pressures. Which vascular change would you expect in her small pulmonary arterioles, and why that one?
Medial hypertrophy. A stenosed mitral valve obstructs emptying of the left atrium, so pressure is transmitted back through the pulmonary veins into the capillaries and arterioles. The arterioles respond to a sustained rise in pressure by thickening their muscular wall, exactly as a ventricle does. The vessel wall is remodeled and there is no inflammation. Granulomatous inflammation, fibrinoid necrosis and endothelial malignancy therefore do not occur.
Learning objectives covered
PATH.7046PATH.7047
Diffuse Alveolar Hemorrhage Syndromes
Distinguish the three syndromes that bleed into the alveoli by their findings.
Class case 2
A 7-year-old child is brought to the physician because of repeated episodes of coughing up blood over the past year. The child tires easily, has become pale and has had no fever, rash or joint pain. Temperature is 36.9°C, pulse is 104/min and respirations are 26/min. Examination shows pallor and crackles at both lung bases. Hemoglobin is 8.2 g/dL with a mean corpuscular volume of 68 fL and a low serum ferritin. A chest X-ray shows diffuse infiltrates in both lungs. Serum creatinine and urinalysis are normal, and anti-GBM antibodies and ANCA titres are negative.
What is the diagnosis?
What would the lavage fluid or the biopsy show?
What would be different if this were Goodpasture syndrome or granulomatosis with polyangiitis?
The triad
Hemoptysis, anemia and diffuse pulmonary infiltrates.
Alveolar hemorrhage · H&E
Alveolar spaces are packed with red cells, with the thin alveolar walls still visible between them. All three syndromes end here, and this explains both the hemoptysis and the ground-glass opacities on imaging.
Etiopathogenesis
↩
Goodpasture syndrome
Why do lung and kidney fail together?
Target
Collagen IV, α3 chain
Circulating autoantibodies against the non-collagenous domain of the α3 chain of collagen IV. That protein is present in the glomerular basement membrane and in the alveolar septa, so one antibody destroys two organs. A type II hypersensitivity reaction, with linear IgG along both membranes.
↩
Granulomatosis with polyangiitis
Which extra organ is involved?
Target
Proteinase 3, in neutrophils
Antibodies against proteinase 3 within neutrophil granules, detected as c-ANCA. A systemic necrotizing vasculitis involving the upper airway, the lower airway and the kidney. The upper airway is involved here and in neither of the other two.
↩
Idiopathic pulmonary hemosiderosis
What is missing in this one?
Target
Unknown
No anti-GBM antibody, no ANCA, no vasculitis and no renal involvement. Bleeding is confined to the lung, and it happens mostly in children under 10, who present with recurrent hemoptysis and iron deficiency anemia.
Goodpasture syndrome
An autoimmune disease of the teens and twenties, more common in males. The circulating antibody initiates inflammatory destruction of the basement membrane in the renal glomeruli and in the pulmonary alveoli at the same time, which produces the pulmonary-renal syndrome: a proliferative and rapidly progressive glomerulonephritis alongside a hemorrhagic interstitial pneumonitis. Immunofluorescence shows linear deposition of IgG along the glomerular basement membranes in the kidney and along the alveolar septa in the lung.
Morphology
Level
Findings
Gross
Heavy lungs with red-brown consolidation
Microscopic
Intra-alveolar hemorrhage, patchy necrosis of alveolar walls, intra-alveolar hemosiderin
Later stages
Septal thickening with reactive hypertrophy of type II pneumocytes
H&E
Large numbers of macrophages fill the alveolar spaces, their cytoplasm loaded with golden-brown pigment, on a background of thickened fibrous septa. The pigment is iron recovered from red cells that were broken down after the bleed. These macrophages are also called heart failure cells.
Prussian blue
This is the same field, stained for iron. Prussian blue turns the hemosiderin inside those macrophages a deep blue, which confirms that the pigment is iron and that bleeding has continued long enough for the iron to be stored. In a child with iron deficiency anemia, the iron is held in these macrophages.
A 48-year-old man has three months of chronic sinusitis, a productive cough with occasional hemoptysis, low-grade fever and 5 kg of weight loss. The nasal septum is ulcerated and there are scattered crackles. Urinalysis shows microscopic hematuria and serology is positive for c-ANCA. What will the lung biopsy show?
Comparison
Feature
Goodpasture
Granulomatosis with polyangiitis
Idiopathic pulmonary hemosiderosis
Antibody
Anti-GBM, against collagen IV α3
c-ANCA, against proteinase 3
None detectable
Immunofluorescence
Linear IgG and C3 along basement membranes
Pauci-immune, little or no deposition
Negative
Lung histology
Alveolar hemorrhage with hemosiderin-laden macrophages
Alveolar hemorrhage, abundant hemosiderin, interstitial fibrosis with time
Kidney
Rapidly progressive crescentic glomerulonephritis
Focal necrotizing crescentic glomerulonephritis
Not involved
Upper airway
Not involved
Sinusitis, septal perforation, saddle nose deformity
Not involved
Typical age
Teens and twenties, more often male
40 to 60 years, male and female equally
Children, most under 10
Learning objective covered
PATH.7048
Atelectasis
Tell resorption, compression and contraction apart by cause and by clinical findings.
Class case 3
A 65-year-old woman comes to the emergency department because of shortness of breath that has worsened over the past week. She also has mild discomfort on the left side of her chest, and no fever or cough. She had a mastectomy for breast cancer and finished chemotherapy recently. Her pulse is 110/min, respirations are 28/min and blood pressure is 130/78 mm Hg. Oxygen saturation is 88% on room air. She is breathless at rest and mildly cyanotic. Over the left lower lung field the breath sounds are markedly decreased, the percussion note is dull and tactile fremitus is decreased. The trachea is deviated to the right. A chest X-ray is obtained.
Which of the three mechanisms has closed her alveoli?
Her trachea has moved away from the affected side. What does that tell you?
Can this lung be reopened?
Resorption atelectasis
Resorption atelectasis begins with an obstructed airway. Most often the obstruction is excessive secretions such as mucus plugs, or exudate within the smaller bronchi. Bronchial asthma, chronic bronchitis, bronchiectasis and the post-operative state all produce those secretions, so resorption atelectasis accompanies each of them. Aspirated foreign bodies and tumors growing inside a bronchus do the same thing. Air trapped beyond the obstruction is gradually absorbed into the blood, and the alveoli close behind it. The affected lung now occupies less space than it did, so the mediastinum is pulled toward it.
Resorption
A plug fills the bronchus and no fresh air reaches the alveoli beyond it. The dashed outline shows the original volume of the lung, and the collapsed lung lies well inside it. The mediastinum follows the loss of volume toward the affected side.
Clinical findings
Sign
Reason
Trachea and mediastinum deviated toward the affected side
The collapsed lung takes up less room
Diaphragm elevated on the affected side
It rises to fill the space the lung has given up
Absent breath sounds and absent tactile fremitus
No air moves in or out of the collapsed tissue, so nothing transmits sound or vibration
Reduced movement of that side
The collapsed lung does not expand on inspiration
Compression atelectasis
Here the airways are open and the problem is outside the lung. Fluid or air collecting in the pleural space raises the pressure around the lung and squeezes it, so the alveoli close under compression. Because the pleural space now holds more than it should, the mediastinum is pushed toward the opposite side. Dullness to percussion indicates fluid, and a malignant effusion is a common source in a patient with a known cancer.
Compression · Chest X-ray
Fluid in the left pleural space. The lower zone is dense where the fluid lies, and the lung above it has been compressed into a smaller volume.
Contraction atelectasis
Focal or generalized fibrosis of the lung or of the pleura prevents the lung from expanding fully. Scar tissue does not stretch, so the alveoli never open to their normal volume. Contraction atelectasis cannot be reversed, because the fibrosis is permanent.
Contraction
The airways are patent and the pleural space is empty, and still the lung remains inside its original outline because fibrous tissue in the lung or the pleura will not let it expand.
Pleural effusion, including malignant effusion; air in the pleural space
Pushed away from the affected side
Yes
Contraction
Fibrosis prevents full expansion
Pulmonary or pleural fibrosis
No shift of this kind
No
Course and complications
Collapsed lung is hypoxic and easily infected. Every form except contraction is potentially reversible, and prompt treatment prevents hypoxemia and infection of the collapsed segment, where secretions collect and bacteria are not cleared.
Return to the woman in the case at the top of this section. Which mechanism best explains her lung findings?
Self-check
4
A 3-year-old aspirates a piece of a toy and the chest X-ray shows complete collapse of the lung beyond the right main bronchus. Which findings would you expect, and on which side?
All the findings are on the right. The right lung has lost volume, so the trachea and mediastinum are pulled to the right and the right hemidiaphragm is elevated. Breath sounds and tactile fremitus are absent over the right side, because no air is moving through the collapsed tissue, and the right side moves less on inspiration. A shift away from the affected side means the pleural space is filling with fluid or air, and that is compression.
Learning objective covered
PATH.7049
Summary
Compare the four conditions side by side before the class works through the cases.
Discriminating features
Condition
Setting
Signature clue
Massive pulmonary embolism
Long flight, immobility, recent surgery
Sudden collapse and death, with a saddle embolus and no change in the lung
Pulmonary infarct
Small embolus in a patient with heart failure
Hemorrhagic wedge with its base on the pleura, and pleuritic pain
Chronic thromboembolic pulmonary hypertension
Repeated emboli over months or years
Right ventricular hypertrophy with no thromboembolism visible on angiography
Idiopathic pulmonary arterial hypertension
Young adult, family history
Normal lung function, loud P2, BMPR2
Goodpasture syndrome
Man in his twenties
Hemoptysis with hematuria, and linear IgG along basement membranes
Granulomatosis with polyangiitis
Middle-aged adult
Sinusitis and septal ulceration with c-ANCA
Idiopathic pulmonary hemosiderosis
Child under 10
Hemoptysis with iron deficiency anemia and negative serology
Resorption atelectasis
Aspiration, mucus plug, post-operative
Trachea pulled toward the affected side
Compression atelectasis
Pleural effusion, air in the pleural space
Trachea pushed away from the affected side
You’re ready
Bring an answer to each case, and your reasoning behind it.
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Pathology images are reproduced from Robbins and Cotran, Pathologic Basis of Disease, and used with permission for classroom teaching at St. George’s University.